Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:
| Financial Year | Compliance Audit Status | Remarks (If any) |
|---|---|---|
| 2020-2021 | Conducted | – |
| 2021-2022 | Conducted | – |
| 2022-2023 | Conducted | – |
| 2023-2024 | Conducted | – |
| 2024-2025 | Conducted | Auditor Report 2024-25 (PDF) |
Grievance Redressal /Escalation Matrix
| Details of Designation | Contact Person Name | Address where the physical address location | Contact No | Email ID | Working hours when complainant can call |
|---|---|---|---|---|---|
| Principal Officer | Sanjay Roy | 79 Lenin Sarani, Commercial Point, Unit 509, 5th floor, Kolkata 700013 | 9831080083 | sanjayroy.cfp@gmail.com or sanjay.roy@investedgeconsulting.com | 10 AM to 5PM |
The above mentioned details would facilitate the complainants to approach the concerned RIA before filing complaint to SEBI. For more details go to:
https://www.bseindia.com
We aim to resolve all grievances within 21 working days from the date of receipt.
If your grievance is not resolved within this timeframe, you can escalate it to SEBI’s SCORES Platform (SEBI Complaints Redress System).
SCORES Portal: scores.sebi.gov.in
In case you are unsatisfied with the resolution provided through our support or the SCORES platform, you can access the Online Dispute Resolution (ODR) Portal.
ODR Portal: smartodr.in
With regard to physical complaints, investors may send their complaints to:
Office of Investor Assistance and Education, Securities and Exchange Board of India
SEBI Bhavan, Plot No. C4-A, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E),
Mumbai – 400 051